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What Is The One Key to FCA Authorisation That Everyone Knows, But Doesn't Treat Seriously Enough? The Answer: A clear and concise Regulatory Business Plan. You will need to provide the FCA with a personalised and thorough regulatory business plan setting out the rationale for making the application. When you sign up we will work with you across four hours, normally two times two hour online workshops, to help you develop and crystallise your business plan. We will cover; Strategy. 1. Your Big Picture. 2. Your Team and You. Market Research, 1, Who What When and Why. 2, Competitor research. Marketing Strategy; 1. What products or services. 2. Why now? 3. Advertising and promotion. 4. Distribution channels. 5. People, a, Environment. b, Outsourced. 6. Online competition and differences. Operation. 1. Sales Methodology. a, Outsourced Areas. 1, Anti Money Laundering. 2, Data Storage & Processing. 3, Safeguarding and client assets.
